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Securities Industry and Financial Markets Association
Results: 602

#	Item
481	Microsoft Word - 65858672_3.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-29 08:27:04 Investment Securities Financial Industry Regulatory Authority United States securities law Securities Industry and Financial Markets Association Financial adviser Registered Investment Advisor Investment Adviser Association Financial economics Trade associations Finance
482	Microsoft Word - Document1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-16 15:41:38 United States securities law United States Securities and Exchange Commission Securities Stock market Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities market Hedge fund Financial economics Investment Finance
483	October 30, 2013 By Electronic Submission Office of the Comptroller of the Currency 250 E Street, S.W. Mail Stop 2–3 Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 10:37:59 Securities Finance Alternative investment management companies United States housing bubble Bonds Securitization Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Financial economics Economics Investment
484	January 9, 2014 John J. Cross III Director Office of Municipal Securities U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-12 23:34:58 Financial markets United States securities law Securities Self-regulatory organizations Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Securities Exchange Act Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial economics Finance Financial system
485	June 25, 2014 By Electronic Submission Legislative and Regulatory Activities Division Office of the Comptroller of the Currency 400 7th Street, S.W. Suite 3E–218 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-26 12:22:20 Economics United States housing bubble Systemic risk Bonds Securities Industry and Financial Markets Association Syndicated loan Credit rating agency Securitization Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Securities
486	DRAFT – FOR DISCUSSION PURPOSES ONLY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-16 09:17:21 United States securities law Financial system Municipal Securities Rulemaking Board Bonds Stock market Financial Industry Regulatory Authority Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial economics Self-regulatory organizations Investment
487	August 29, 2008 Via Electronic Mail Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-03 08:41:31 Securities Stock market Financial services Bonds Securities Industry and Financial Markets Association Prospectus Mutual fund U.S. Securities and Exchange Commission Financial economics Investment Finance
488	Presentation at Birmingham, Alabama, Field Hearing on the State of the Municipal Securities Market, July 29, 2011: William P. Henderson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-29 13:38:56 Financial markets Stock market Bonds Government debt Municipal bond Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Issuer Piper Jaffray Financial economics Investment Economics
489	MEMORANDUM TO: Files on Titles IV of the Dodd-Frank Wall Street Reform and Consumer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 10:51:47 Financial markets Bonds Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Elisse B. Walter Financial economics Investment Finance
490	Memorandum To: File on Title VII of the Dodd-Frank Wall Street Reform and Customer Protection Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-29 16:05:37 Primary dealers Bonds Securities Securities Industry and Financial Markets Association Annette Nazareth Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Davis Polk & Wardwell Bank of America Financial economics Investment Finance

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